Received 13 June 2010 | Accepted 3 October 2010 | Published 13 October 2010
Xian Yang,1 Koki Yamada,2 Bradley Katz,3,4 Hongzai Guan,11 Lifei Wang,9 Caroline Andrews,5 Guiqiu Zhao,1 Elizabeth C. Engle,2,5,6 Haoyu Chen,7 Zongzhong Tong,3,4 Jie Kong,8 Cong Hu,1 Qinglan Kong,1 Guiyun Fan,9 Ze Wang,10 Meizhen Ning,1 Shaoyan Zhang,12 Jinling Xu,13 Kang Zhang14
1Department of Ophthalmology, Medical College of Qingdao University, the Affiliated Hospital of Medical College Qingdao University, Qingdao, China; 2Program in Genomics,the Department of Medicine, Children’s Hospital Boston and Harvard Medical School, Boston, MA; 3Department of Ophthalmology and Visual Sciences, Moran Eye Center, Salt Lake City, UT; 4Program in Human Molecular Biology & Genetics, Eccles Institute of Human Genetics, University of Utah School of Medicine, Salt Lake City, UT; 5Department of Neurology, Children’s Hospital Boston and Harvard Medical School, Boston, MA and the Howard Hughes Medical Institute, Chevy Chase MD; 6Departments of Ophthalmology, FM Kirby Neurobiology Center, and The Manton Center for Orphan Disease Research, Children’s Hospital Boston, Harvard Medical School, Boston, MA; 7Joint Shantou International Eye Center, Shantou University and the Chinese University of Hong Kong, Shantou, China; 8Yellow Sea fisheries research institution, Qingdao, China; 9Department of Ophthalmology, Xingtai Eye Hospital, Xingtai, China; 10Department of Ophthalmology, Dongnan Eye Hospital, Nanjing, China; 11Department of Hematology, Medical College of Qingdao University, Qingdao, China; 12Clinical laboratory, the Affiliated Hospital of Medical College Qingdao University, Qingdao, China; 13Department of Ophthalmology, Wenzhou Medical School, Wenzhou, China; 14Institute for Genomic Medicine and Shiley Eye Center, University of California San Diego, San Diego, CA
Correspondence to: Xian Yang, M.D., Ph.D., Department of Ophthalmology, the Affiliated Hospital of Medical College Qingdao University, 16 Jiangsu Road, Qingdao, Shandong Province, China 266003; Phone: +86-532-82911337; FAX: +86-532-82911999; email: email@example.com
Dr. Koki Yamada is presently at the Department of Ophthalmology and Visual Sciences, Graduate School of Biomedical Sciences, Nagasaki University, Nagasaki, Japan
Purpose: Two Chinese families (XT and YT) with congenital fibrosis of the extraocular muscles (CFEOM) were identified. The purpose of this study was to determine if previously described Homo sapiens kinesin family member 21A (KIF21A) mutations were responsible for CFEOM in these two Chinese pedigrees.
Methods: Clinical characterization and genetic studies were performed. Microsatellite genotyping for linkage to the CFEOM1 and CFEOM3 loci was performed. The probands were screened for KIF21A mutations by bidirectional direct sequencing. Once a mutation was detected in the proband, all other participating family members and 100 unrelated control normal individuals were screened for the mutation.
Results: All affected individuals in family XT shared the common manifestations of CFEOM1. Family YT had two affected individuals, a mother and a daughter. The daughter had CFEOM1, while her mother never had congential ptosis but did have limited extraocular movements status post strabismus surgery. Haplotype analysis revealed that pedigree XT was linked to the 12q CFEOM1 locus and the affected memberes harbored the second most common missense mutation in KIF21A (2,861G>A, R954Q). Family YT harbored the most common missense de novo mutation in KIF21A (2,860C>T, R954W). Both of these mutations have been previously described.
Conclusions: The observation of these two KIF21A mutations in a Chinese pedigree underscores the homogeneity of these mutations as a cause of CFEOM1 and CFEOM3 across ethnic divisions.
Congenital fibrosis of the extraocular muscles (CFEOM) is a hereditary ocular motility disorder characterized by non-progressive restrictive ophthalmoplegia and ptosis .Three inherited forms have been described: CFEOM Type 1 (CFEOM1; OMIM 135700) and CFEOM3 (OMIM 600638, 607034) are autosomal dominant; CFEOM2 (OMIM 602078) is autosomal recessive. Three genetic loci (fibrosis of the extraocular muscles 1 [FEOM1], FEOM2, and FEOM3) and 3 disease-causing genes (Homo sapiens kinesin family member 21A [KIF21A], paired-like homeobox 2a, [ARIX or PHOX2A], and tubulin beta 3, [TUBB3]) have been identified.
The most common form of CFEOM is CFEOM1 (“classic” CFEOM). Individuals have bilateral ophthalmoplegia and ptosis from birth. The primary vertical position of each eye is infraducted at least 10° with the inability to raise either eye above the horizontal midline and affected individuals demonstrate a characteristic “chin up” head position. Horizontal movement is also impaired, but the degree of residual horizontal movement can vary between affected individuals. Individuals frequently have amblyopia in at least one eye. CFEOM1 is inherited as a fully penetrant autosomal dominant trait and maps to the CFEOM1 locus on chromosome 12cen [2-5]. The disease-causing gene, KIF21A, belongs to a family of kinesin motor proteins. The most common KIF21A mutations alter one of several conserved amino acid residues within the KIF21A stalk region that are thought to interfere with KIF21A dimerization . Post-mortem pathologic studies have shown that CFEOM1 is caused primarily by the absence or maldevelopment of the superior division of the oculomotor nerve or the corresponding subnuclei .
Individuals with the recessive disorder CFEOM2 were found in consanguineous pedigrees, mapped to the CFEOM2 locus on 11q13  and result from homozygous mutations in ARIX (PHOX2A) [9,10]. ARIX encodes a homeodomain transcription factor essential to the development of the oculomotor and trochlear motoneurons in mice and zebrafish [11,12]. The CFEOM2 phenotype is characterized by bilateral exotropia, ophthalmoplegia, and ptosis from birth.
CFEOM3 is much less common than CFEOM1 and is inherited as an autosomal dominant trait with variable penetrance and variable expressivity. By definition, CFEOM3 families contain at least one affected member with unilateral disease, no ptosis, eyes that are not infraducted in primary eye position, or the ability to raise at least one eye above the horizontal midline . Most families with CFEOM3 map to 16qter [14-16] and harbor TUBB3 mutations , but some families map to the CFEOM1 locus and harbor KIF21A mutations [13-16].
We clinically characterized two Chinese families with autosomal dominant CFEOM. To determine if these two families were linked to the CFEOM1 or CFEOM3 loci, we performed linkage analysis. We then performed mutation screening of three coding exons of KIF21A (exon 8, 20, and 21) that contain the previously described KIF21A mutations.
Ophthalmologic examinations were performed and blood samples were obtained from all participants after obtaining informed consent. Investigations were conducted according to the guidelines of the Declaration of Helsinki. The study was approved by and performed at the Affiliated Hospital of Medical College Qingdao University, Qingdao Municipal Science and Technology Commission.
The primary position of gaze, ductions, and versions with cover test were analyzed and quantified in 6 diagnostic positions. Affected individuals underwent forced duction testing. Globe retraction and/or aberrant movements were observed. The width of the palperbral fissure was measured. Levator function was measured from the upper lid margin while the individual attempted supraduction from the infraducted position without recruiting the frontalis muscle. Ptosis was defined if the upper lid covered 2 mm or more of the iris. Ptosis was graded as mild if the upper lid covered the iris above the upper papillary margin, moderate if it occluded up to half the pupil, and severe if it occluded more than half of the pupil . Visual acuity and non-cycloplegic refraction were obtained when possible. All of the ophthalmologic examinations were recorder with a digital camera.
Genotyping-- Blood samples were obtained from all participating family members. Lymphocyte DNA was extracted using the Puregene kit (Waston’s biotechnique company, Shanghai, China). Linkage studies were conducted using the following polymorphic DNA microsatellite markers from the FEOM1 and FEOM3 regions: D12S345, D12S59, D12S331, and D12S1048 were analyzed to assess linkage to the dominant CFEOM1region; D16S3063, D16S689, D16S3026, and D16S3121 were analyzed to assess linkage to the dominant CFEOM3 region. The primer sequences are available from the Genome Data Base (Table 1). Primers were purchased from Biotechnologies Incorporation (Shanghai, China). Amplification was performed as reported elsewhere using standard techniques [3,14]. Briefly, each polymorphic DNA microsatellite marker was amplified for 35 cycles of 40 s at 94 °C for 75 s at the annealing temp as indicated in Table 1 for a given primer set, 20 s at 72 °C and followed by 7 min at 72 °C. The polymerase chain reaction products were separated on 6% denaturing polyacrylamide gels, and the alleles were visualized by silver staining.
Lod scores were calculated for the family XT using the Linkage version 5.2 package of programs with the assumption of autosomal dominant inheritance with complete penetrance, a disease incidence of 1 in 1 million births, and 10 marker alleles of equal frequency, as previously described [4,18]. Haplotype analysis was examined in family YT to determine segregation of the potentially affected allele among family members.
KIF21A mutation detection-- Mutation detection was conducted by PCR amplification of exons 8, 20, and 21 of the KIF21A gene and flanking intron-exon boundaries from genomic DNA of each proband in the two families. The PCR sequencing primers and conditions were listed in Table 2. Briefly, the procedure of PCR was as follows: Cycle 1: initial denaturation at 95 °C for 15 min. Cycle 2-15: touchdown PCR: denature at 94 °C × 40 s, anneal × 60 s (start annealing at 7 °C above the annealing temp as indicated in Table 2 for a given primer set and decrease in increments of 0.5 °C /cycle for a total of 14 cycles), elongate at 72 °C for 60 s. Cycles 16-35: 94 °C for 40 s, annealing temp as indicated in Table 2 for a given primer set for 60 s, 72 °C for 60 s. Cycle 36: final extension at 72 °C for 10 min . The amplicons were subjected to bidirectional direct DNA sequencing on an ABI 3730 DNA sequencer (Applied Biosystems Inc., Carlsbad, CA). To further establish the pathogenicity of mutations detected in the probands, all participating family members and 100 unrelated, normal Chinese individuals were screened for the mutation by direct sequencing.
Family XT is from He Bei Province, China. All affected members shared the typical clinical features of CFEOM1 that have been reported previously in other ethnic families: congenital non-progressive ptosis, infraducted globe position in primary gaze, and upgaze and horizontal gaze palsy in both eyes. All patients including the proband, had evidence of aberrant innervation with nystagmoid movements in all directions of gaze. Forced duction testing of the superior rectus muscles and medial rectus muscles was positive (Figure 1 and Figure 2). Bell phenomenon was absent. Clinicopathological studies showed fibrotic extraocular muscles in the proband.
Family YT is from Shandong Province, China. Individual II:1 is the only subject in this study without congenital ptosis. She had undergone bilateral inferior rectus recessions and superior rectus resections at age 18 years. Her eyes can elevate to the midline and the right eye is in neutral position in primary gaze post operatively (Figure 2 and Figure 3). Individual III:1 demonstrated the typical features of CFEOM1: non-progressive ptosis, infraducted globe position in primary gaze, and upgaze palsy (Figure 2 and Figure 4). At 3 years of age, she had undergone bilateral ptosis and squint surgery. Preoperative forced duction tests confirmed tight inferior recti and medial recti. Clinicopathological studies showed fibrotic extraocular muscles in the proband. Bell phenomenon was absent.
Genetic analysis revealed probable linkage of the CFEOM1 phenotype in family XT to the KIF21A locus with a maximum lod score of 2.24 at D12S331 (theta=0, 100% penetrance). Linkage to the FEOM3 locus was ruled-out (Table 3, Figure 5). A missense heterozygous mutation in KIF21A was identified in this family: 2,861G>A (R954Q; Figure 6A,B). This mutation was detected in all affected and no affected family members and not in 100 control subjects.
Linkage could not be established in Family YT because only two individuals were affected. However, haplotype data were used to determine co-inheritance of the CFEOM phenotype with the FEOM1 and FEOM3 loci (Figure 7). Sequence analysis of three coding exons in KIF21A revealed a missense de novo heterozygous mutation (2,860C>T, R954W) in affected individuals II:1 and III:1 (Figure 6C,D). The remaining family members did not harbor the mutation, including I:1. Thus, the mutation arose de novo in II:1 on the allele she inherited from her father. Others have also reported the occurance of de novo KIF21A mutations on the paternal allele .
Recent studies suggest that the ptosis and primary defect in vertical gaze found in CFEOM1 patients result from aberrant development of the superior division of the oculomotor nerve (cranial nerve III) or its subnuclei [7,19]. Autopsy studies of an individual with CFEOM1 demonstrated a decrease in the number of alpha motoneurons in all oculomotor subnuclei as well as in the abducens nucleus. This finding suggests that the KIF21A gene product may play a more generalized role in the development of all of the ocular motor nuclei (cranial nerves III, IV, and VI). Thus, KIF21A may be essential for the normal development and/or axonal projection of a subset of human alpha motoneurons in the brainstem. Studies to date have provided strong evidence that the CFEOM1 phenotype results from mutations in KIF21A and that sporadic cases are due to de novo mutations in the same gene [20,21].
KIF21A, at the FEOM1 locus spans ~150 kb of genomic DNA has an open reading frame of 5,022 bp and consists of 38 exons with alternative splicing of exon 12 and exons 29–31 . This gene is predicted to encode a kinesin motor protein, KIF21A, which is responsible for the transport of membranous organelles, protein complexes, and mRNAs to specific destinations within the cell in a microtubule- and ATP-dependent manner. These functions are essential for normal morphogenesis and functioning of the cell .
Mutational analysis of KIF21A in 70 CFEOM1 probands revealed a total of 12 different missense mutations [6,9,21,23-25]. Of these mutations, mutation 1067T>C (M356T) was observed in exon8, mutations 2,830G>C (E944Q), 2,839A>G (M947V), 2,840T>C(M947T) and 2,840T>G (M947R) were observed in exon 20, and mutations 2,860C>T (R954W), 2,861G>A (R954Q), 2,861G>T (R954L), 3,022G>C (A1008P) and 3,029T>C (I1010T) were observed in exon 21, mutation 84C>G (C28W)were observed in exon 2. The 2,860C>T (70%) and 2,861G>A (11%) mutations were the most commonly identified mutations in the populations of Caucasian, Hispanic, Turkish, Iranian, African, Saudi Arabian, French, Canadian, Australian, Swiss, German, Venezuelan, Italian, Chilian, Indian, English, and Taiwanese . The most commonly identified KIF21A mutation, 2,860C>T (R954W) has subsequently been observed in families from China . Ali et al.  demonstrated that all the CpG dinucleotides in exon 21, including the dinucleotides that harbor the two most frequently encountered KIF21A mutations, were methylated in genomic DNA from blood and sperm cells. The authors proposed that methylation of certain CpG dinucleotides in KIF21A makes them more susceptible to disease-causing mutations at specific genetic locations.
The diagnosis of CFEOM1 in family XT was based upon the observation of autosomal dominant inheritance, bilateral congenital ptosis, bilateral infraducted globe position in primary gaze, and severely restricted upgaze. Genetic analysis demonstrated that the phenotype was linked to the FEOM1 locus. A missense heterozygous mutation 2,861G>A (R954Q) was identified in this family. This mutation is the second most commonly observed KIF21A mutation in previously reported pedigrees and sporadic cases.
Based on the clinical examination and photographs at different ages, affected member III:1 of pedigree YT has typical CFEOM1 features with congenital non-progressive bilateral ptosis, downward eye position, inability to elevate the eyes above the horizontal midline, and aberrant eye movements. In contrast, affected member II:1 does not have ptosis or aberrant eye movements; the absence of ptosis results in a diagnosis of CFEOM3 rather than CFEOM1. Sequencing revealed that the two affected individuals in this family harbored the most commonly observed KIF21A mutation, 2,860C>T (R954W), that arose de novo on the paternal allele of II:1. There are previous reports of KIF21A mutations associated with the CFEOM3 phenotype, as well as of de novo KIF21A mutations, which typically occur on the paternal allele . The KIF21A 2,860C>T mutation has also been reported in a Taiwanese pedigree  and a Chinese family with CFEOM3 .
These pedigrees support the previous reports of both inherited and de novo hot-spot KIF21A mutations underlying the CFEOM1 and, rarely, the CFEOM3 phenotype.
The authors thank the family members for their contribution. The study was supported by Qingdao Municipal Science and Technology Commission (04–2-JZ-96, to X.Y.), the Affiliated Hospital of Medical College Qingdao University (to X.Y.) and NEI R01EY013583 (to E.C.E.).